Smiling Makes You Happy

Gretchen
over at The Happiness Project had a lovely and thoughtful post yesterday called
smile,
smile, smile
.  She ended the post by saying: ‘And
apart from its effect on my dealings with other people, smiling makes me feel
happier. Actions trigger feelings, so by going through the motions of feeling
happier, I change my mood. Thich Nhat Hanh wrote, “Sometimes your joy is the
source of your smile, but sometimes your smile can be the source of your joy.”’

There
are some very important ideas in this post, and in fact, they are backed by
some rigorous research. The first is that, as Gretchen implies, if others see
you smiling and experience you as warm, they are more likely to believe you are
a nice person and more likely to comply with your requests.  That is an
old finding, and there are interesting studies of tipping that show, as you
would expect, a friendly waiter or waitress hauls in bigger tips. So if you
want to signal to others that you aren’t an asshole, a little smiling and
warmth will go a long way.  My colleague Anat Rafaeli and I did a bit of
research and writing on the expression of emotion in organizational life in the
1980s and 1990s, and this theme can be found throughout the behavioral
sciences.  We wrote a couple papers reviewing the literature that are
especially relevant:

Rafaeli & Sutton (1989) The expression of emotion in organizational life. In L.L. Cummings &
B.M. Staw (Eds.), Research in Organizational Behavior, Vol. 11: 1-42.

Rafaeli & Sutton (1987) Expression of emotion as part of the work role. Academy of Management Review.  12:23-27 

Gretchen’s
other point is the especially interesting one: her claim that smiling makes her
feel happy. This may sound like one of those wacky theories, but it turns out
that a series of rigoruous studies by Robert Zajonc and
his colleagues show that, in fact, smiling brings about physiological changes
that make you feel happy, and frowning bring about changes that can make you
feel sad and grumpy.  The upshot of all this, from an asshole management
standpoint, is that if you feel like an asshole, smile or (as I explain below)
start saying the letter "e" over and over again.  And if other
people are getting nasty, try to get them to smile or say the letter
"e," and to stop frowning and saying the letter U.

I
know it sounds crazy, but Zajonc is one of the most creative and influential
psychologists in history.  Here is the research as I summarized it in Weird
Ideas That Work
.

‘“There
is now compelling evidence that smiling causes people to feel happy. Requiring
people to smile, no matter how they really feel at first, results in increased
positive feelings; frowning conversely decreases positive feelings. Robert
Zajonc and his colleagues show that smiling leads to physiological changes in
the brain that cool the blood, which in turn makes people feel happy. [A series
of experiments] show that positive emotion and cooler facial temperatures result
when people saying the letter “e” or the sound “ah” over and over again,
apparently because making these sounds requires a smile-like expression. These
[experiments] also show that negative emotion (and hotter facial temperatures)
result from repeating sounds like the letter O or the German vowel ü,
apparently because making these sounds require a frown-like expression to
pronounce. This effect was found to be equally strong in both German and
American research subjects. These researchers also found direct effects of
temperature on emotion, demonstrating that people who have had cold air blown
up their noses are happier than those who have had hot air blown up their
noses. Hundreds of other studies show that hot temperatures are a powerful and
reliable cause of foul moods and interpersonal conflict (especially aggression
and violence).

So,
if you want to be really weird, try increasing happiness (and thus creativity)
by having your people say “ah, ah, ah,” “e, e ,e, e,” or perhaps saying
“cheese” over and over again, blowing cold air up their noses, or just keeping
the buildings cold where creative people work. Or as Jane Dutton at The
University of Michigan told me after she heard Robert Zajonc talk about these
ideas: “When I want to get in a good mood, I’ll just go home and stick my head
in the refrigerator.”’

Here are key
references for those of you who want to dig into this issue. Note that this
research is published the very best peer reviewed journals in psychology – and
of course Science is an equally serious publication that reaches a wider
audience.

Anderson, C.A. “Temperature and Aggression: Ubiquitous
Effects of Heat on the Occurrence of Human Violence”, Psychological Bulletin
106 (1989): 74-96.

Baron, R., Human Aggression (New York:
Plenum, 1977)

Griffitt, W., “Environmental Effects On
Interpersonal Affective Behavior: Ambient-Effective Temperature And
Attraction”, Journal of Personality and Social Psychology 15 (1970):
240-244.

Zajonc, R.B. “Emotion and Facial Efference: An
Ignored Theory Reclaimed”, Science 228 (April 5, 1985): 15-21

Zajonc, R. B., S. T. Murphy, & M. Inglehart,
“Feeling and Facial Efference: Implications of the Vascular Theory of Emotion” Psychological
Review
96 (1989): 395-416.”

This research has some pretty weird
implications for effective “asshole management.”   A German study
that followed from this research showed that people reported being in better
moods when they put a pencil between their teeth (creating a smile-like
expression) and they reported being worse moods when they put a pencil between
their lips (creating a frown like gesture). The effects uncovered in these
studies on mood are not huge, but they are consistent and statistically
significant. 

So, I am not sure I am joking or not, but next time
you enter a den of assholes, you might use this research to “cool them out:”
turn down the heat or crank up the air conditioning, give them cold drinks,
show them funny movies, ask them to keep smiling, get them to say “e e e e e”
over and over again, and pass out some pencils and ask them to bite down on
them during the meeting. [I invite other equally weird ideas… in fact Zajonc
tells me that putting those band-aid things on your nose as some athletes do
might also facilitate positive emotion because it helps cool air get to the
brain more efficiently, so you might have people put those things on).

Of course, if you act this weird, it may turn a
group of uptight assholes against you — but they are evidence-based practices!

Comments

10 responses to “Smiling Makes You Happy”

  1. Lilly Evans Avatar
    Lilly Evans

    Bob,
    I have been following Gretchen’s blog ever since I found a link to it on your site afew weeks ago! I cn thoroughly recommend it. A real treasure throve – always something unexpected and new yet easy to move around. And she is typically generous to all correspondents and open while being humble and curious. Definitely a place to put smile on your face reading it in the morning!
    Thank you for providing the scientific backing for her post. It is really great to have the opportunities like these to learn.
    I will try the ‘e, e, e, e’ game with my family and friends here and the ‘U, U, U, U’ with my German colleagues. As for experiment, I will try one day e’s and next day U’s with my daughter (graduated in German) and report her respective reflections. Small sample I know, but the best I have!
    Keep smiling.
    Lilly

  2. Robert Hruzek Avatar

    So let me get this straight. A cooler facial temperature is the key? So if you’re dealing with a particularly obstinate grump who refuses to do the excercises… smack ’em in the face with a snowball! It will make BOTH of you feel happy! 🙂 I like it!

  3. peter vajda Avatar
    peter vajda

    “AH” is a primal sound of exhalation – a healing sound that naturally arises in a human being experiencing relaxation, pleasure and letting go. When uttered in different ways (lengths of time, tones, pitches, etc.) this sound simultaneously opens the belly, the lungs, and the heart, melting and releasing tensisons and contributing to an overall sense of comfort and deep relaxation. I use this sound in conjunction with Yoga and Tai Chi movements in working with folks around stress reduction . The sound alone, however, when done consciously,can provide a wonderful, uplifting sense of inner peace and a heightened sense of well-being.

  4. idealawg Avatar

    One radical idea: The world is a good place

    I have often said that life is an echo; what you send out is what you get back. It is also a filter; what you believe is what you will see. And you have control of both. In today’s Boston Globe we read that there’s a growing movement to get

  5. ann michael Avatar

    Well Bob – just reading the title of your post made me smile – before I even read one word! So, I wonder if there is any evidence that seeing the word “smile” can make you smile 🙂

  6. Alexander Kjerulf Avatar

    Thank you very much for the pointers to the research backing up these claims!
    I would like to add my own experiences to this: You see, I’m a certified laughter instructor. No kidding.
    A couple of years back I took a course with the Indian doctor who invented the technique, which is based on faking laughter. In various exercises, you basically laugh at nothing, the motto being “fake it until you make it”.
    What invariably happens is that the laughter becomes real. It also lifts people’s moods. It’s fake laughter that leads to real happiness.

  7. Bob Sutton Avatar

    All your comments are great. Alexander, I love the the idea of being a certified laughing instructor. Fantastic and as you say evidence-based.

  8. ann michael Avatar

    Alexander/Bob – That Indian laugh instructor (or at least the “founder”, Dr. Madan Kataria) is in Dan Pink’s book A Whole New Mind. There are chapters all over the world – it’s a hoot (no pun intended)! Alexander I should have known you’d be certified!

  9. Elaine, Bellman of Belly Laugh Day, January 24 Avatar

    Bob/Alexander/Lilly/Peter..I invite you all to celebrate the great gift of laughter on January 24, Belly Laugh Day. On January 24 at 1:24 p.m. (local time) smile, throw your arms in the air and laugh out loud. Join the Belly Laugh Bounce ‘Round the World. The January 24 Belly Laugh Bounce begins in Fiji and continues to Hawaii/Alaska. I will gladly post your links on http://www.bellylaughday.com
    Research also shows knowing you are going to laugh reduces your stress hormones.
    Elaine Helle
    Portland, Oregon
    Certified Laughter Yoga Teacher

  10. Sharyn Cunneen Avatar

    Thank you for this reminder and easy way to practice. I facilitate happiness workshops and smiling and laughing is one of the exercises we do. I like the idea of saying ah ah ah e e e. I think it is funny and will more naturally bring someone to a natural smile. I already felt good, but now after consciously smiling and ah-ing and e-ing my energy is even higher. The best things in life are so simple. This will become part of my next workshop. Spreading smiles in the world is fun! Check this link for a clovely poem about spreading smiles http://www.poeticexpressions.co.uk/POEMS/Smiling%20is%20infectious.htm
    http://howtobehappy.tv/

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